Course Overview

In this course, you'll learn about the Financial Conduct Authority's Individual Conduct Rules, which set the minimum standards for colleagues working in financial services. You'll explore what the Conduct Rules are, who they affect, and how they're applied in practice. You'll also learn what counts as a breach, the consequences for individuals and firms, and how to raise and report concerns.

Learning Objectives:

By completing this course, you will be able to:

• Recognise the six Individual Conduct Rules and who they apply to
• Identify how the Individual Conduct Rules work in practice
• Explain what counts as a breach, as well as the consequences for individuals and firms
• Understand how to raise and report concerns about potential breaches